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Financial instruments

Financial instruments package financial capital in readily tradeable forms - they do not exist outside the context of the financial markets. Their diversity of forms mirrors the diversity of risk that they manage.

Financial Instruments can be categorised according to whether they are securities whether derivatives of other instruments (see derivative securities)or so called cash securities. If they are a derivative, they can be further categorised depending on whether they are traded as standard derivatives or traded over the counter (OTC).

Alternatively they can be categorised by 'asset class' depending on whether they are equity based (reflecting ownership of an asset) or debt based (reflecting a loan the investor has nade to the owner of an asset). If it is a debt security, it can be further categorised into short term (less than one year) or long term. Foreign Exchange instruments and transactions neither debt nor equity based and belong in their own category.

Combining the above methods for categorisation, the main instruments can be organised into a matrix as follows:


INSTRUMENT TYPE

ASSET CLASS

Cash Standard Derivative OTC Derivative
Debt (Long Term)

Bond
Floating rate note

Bond future option
Bond futures

Interest rate swap

Interest rate cap & Interest rate floors
Cross currency swap
Exotic instruments

Debt (Short Term) Deposit/loan
Bill - (Capital Markets)
CD (Certificate of deposit)
CP (Commercial paper)
futures Forward rate agreement
Foreign exchange swap
Equity

Stock
(Equity index)

Stock options
Equity futures
Stock Options
Exotic instruments
Foreign Exchange Foreign exchange spot Foreign exchange futures Foreign exchange options

Foreign exchange forwards

Some instruments defy categorisation into the above matrix, for example repos or repurchase agreements.

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